Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Alan BrownWells Fargo Clearing Services, LLCWells Fargo Investments, LLC10-06-2009
Steven Claude VioletteWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-08-2019
Stephen BenincasaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15009-29-2017
George LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-29-2017
David Adam RookasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-15-2017
Marc Joseph FleuetteWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-25-2014
Bryan Dean MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-26-2010
Marcus Layne WackerWells Fargo Clearing Services, LLCSecurities America, Inc.$2509-20-2016
David Wilson DrullardWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1006-02-2016
Karen Ann BlanchardWells Fargo Clearing Services, LLCRBC Capital Markets, LLC02-12-2016
William Matthew LawlorWells Fargo Clearing Services, LLCRBC Capital Markets, LLC11-28-2014
Daniel Edward Grabowski Jr.Wells Fargo Clearing Services, LLCPrudential Annuities Distributors, Inc10-12-2016
Brad Christopher McBrairWells Fargo Clearing Services, LLCPrudential Annuities Distributors, Inc11-16-2015
Jack Duncan RamaleyWells Fargo Clearing Services, LLCPeople's Securities, Inc.02-08-2016
Ashish VermaWells Fargo Clearing Services, LLCPeople's Securities, Inc.11-15-2012
Michele Jeanne WatermanWells Fargo Clearing Services, LLCPeople's Securities, Inc.08-10-2012
Ian Marshall FitchWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1002-06-2015
Nathaniel Warren FooteWells Fargo Clearing Services, LLCMorgan Stanley$15007-02-2019
John Peter MillerWells Fargo Clearing Services, LLCMorgan Stanley$5005-30-2019
Brian P ScanlonWells Fargo Clearing Services, LLCMorgan Stanley$15002-20-2019
Brian Joseph BelloWells Fargo Clearing Services, LLCMorgan Stanley$4402-20-2019
Sarah V ManWells Fargo Clearing Services, LLCMorgan Stanley02-20-2019
William Francis Schaeneman Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-01-2018
Jonathan Richard LakeWells Fargo Clearing Services, LLCMorgan Stanley$1008-04-2017
John Joseph PasacretaWells Fargo Clearing Services, LLCMorgan Stanley$10004-29-2016
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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