Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Paul EllerWells Fargo Clearing Services, LLCWTS Proprietary Trading Group LLC03-18-2013
Arthur Bland Sullivan Jr.Wells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-07-2019
Jayshree Jatin MistryWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC05-04-2017
Brian Timothy SuozziWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-06-2017
Vincent John FiorentinoWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-16-2020
Sandra Graciela HalleyWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-16-2020
Ricky David ChernokWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2019
Steven Claude VioletteWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-08-2019
George LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-29-2017
Stephen BenincasaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15009-29-2017
Michael Anthony SimeoneWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-29-2017
David Adam RookasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-15-2017
Marilyn Diane PozzutoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
Marc Joseph FleuetteWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-25-2014
Mark Ryan BoccuzziWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-31-2014
Beth Ellen MallochWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-01-2013
Bryan Dean MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-26-2010
Claudia Rose LarocqueWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-06-2009
Anthony CibottiWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10011-01-2013
Ryan Paul WilletteWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.11-01-2013
Richard Donald SklenkaWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-30-2015
Frederick Charles LeonardWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated08-12-2014
Paul Henri PoulinWells Fargo Clearing Services, LLCSSN Advisory, Inc.$5001-29-2014
Sam ShehuWells Fargo Clearing Services, LLCShehu Asset Management, LLC11-10-2014
Marcus Layne WackerWells Fargo Clearing Services, LLCSecurities America, Inc.$2509-20-2016
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.