Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fay SheppardWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2009
Ronald Michael GellmannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-16-2009
Scott Edward KellyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1003-06-2009
Matthew David TrueWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Kevin Richard KellyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-20-2009
Christian FragosoWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
Vincent Carl Feijoo Jr.Wells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$2503-27-2009
William HallWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Robert Bruce HealdWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-03-2009
David Dudley OsbornWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$1004-06-2009
Richard Andre QuirionWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5004-27-2009
George W MurphyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-01-2009
Claudia Rose LarocqueWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-06-2009
Sylvia Nelly GuinanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-29-2009
Keith Justin ButlerWells Fargo Clearing Services, LLCMorgan Stanley07-17-2009
Arnold Roy BlumenfeldWells Fargo Clearing Services, LLCMorgan Stanley07-24-2009
Eric Paul LovasWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.09-18-2009
Scott Andrew TrevethanWells Fargo Clearing Services, LLCMML Investors Services, LLC11-19-2009
Joseph John StangoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-11-2010
Bryan Dean MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-26-2010
Scott Daniel RowninWells Fargo Clearing Services, LLCMorgan Stanley05-07-2010
Steven Thomas NorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2010
George Haven Welker IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2010
Edward Timothy WilsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5006-09-2010
Robert John SartoriWells Fargo Clearing Services, LLCMorgan Stanley$2509-17-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.