Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Joseph SylvestreWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-05-2014
Albert Shalom DoukWells Fargo Clearing Services, LLCNYLIFE Securities LLC12-04-2013
Alexander Macy DuffeeWells Fargo Clearing Services, LLCFirst Liberties Financial$5007-02-2013
Alison Patricia ScavoneWells Fargo Clearing Services, LLCMorgan Stanley$5008-15-2014
Andrea Lynne FrezzaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-04-2015
Angelo CarloneWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2511-12-2010
Anne Maureen DebowesWells Fargo Clearing Services, LLCChase Investment Services Corp.07-01-2011
Anthony CibottiWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10011-01-2013
Anthony John Bavedas Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5005-17-2013
Arnold Roy BlumenfeldWells Fargo Clearing Services, LLCMorgan Stanley07-24-2009
Arthur Bland Sullivan Jr.Wells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-07-2019
Ashish VermaWells Fargo Clearing Services, LLCPeople's Securities, Inc.11-15-2012
Austin John VillodasWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2016
Beth Ellen MallochWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-01-2013
Bevin Kimberly NealonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-24-2017
Brian Joseph BelloWells Fargo Clearing Services, LLCMorgan Stanley$4402-20-2019
Brian P ScanlonWells Fargo Clearing Services, LLCMorgan Stanley$15002-20-2019
Brian Timothy SuozziWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-06-2017
Bruce E. PostWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.12-04-2014
Bryan Dean MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-26-2010
Carl Edward BuhrWells Fargo Clearing Services, LLCMorgan Stanley$5001-11-2013
Caroline T WallWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2014
Charles B. McManus IIIWells Fargo Clearing Services, LLCMorgan Stanley$5008-29-2013
Charles David EdingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2014
Christian FragosoWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.