Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margarit TorosyanWells Fargo Clearing Services, LLCSantander Securities LLC07-15-2019
Nathaniel Warren FooteWells Fargo Clearing Services, LLCMorgan Stanley$15007-02-2019
Erick Ivan GalarretaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-20-2019
Mary NearyWells Fargo Clearing Services, LLCCitizens Securities, Inc.06-11-2019
John Peter MillerWells Fargo Clearing Services, LLCMorgan Stanley$10005-30-2019
Steven Claude VioletteWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-08-2019
Ryan J. PinardWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-18-2019
Sandra Liliana EspinelWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-20-2019
James Richard AlperinWells Fargo Clearing Services, LLCMorgan Stanley03-15-2019
Brian P ScanlonWells Fargo Clearing Services, LLCMorgan Stanley$15002-20-2019
Brian Joseph BelloWells Fargo Clearing Services, LLCMorgan Stanley$4402-20-2019
Sarah V ManWells Fargo Clearing Services, LLCMorgan Stanley02-20-2019
Arthur Bland Sullivan Jr.Wells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-07-2019
Frances Joy A. CaldwellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2018
Gregory John BavedasWells Fargo Clearing Services, LLCCambridge Investment Research, Inc.09-19-2018
Patrick PiccirilliWells Fargo Clearing Services, LLCCitizens Securities, Inc.07-20-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.