Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
Russell Paul KarpfLPL Financial LLCAmeriprise Financial Services, Inc.$2506-13-2019
David Raymond McgearySagePoint Financial, Inc.MML Investors Services, LLC06-04-2019
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Richard Joseph CardinalLPL Financial LLCJanney Montgomery Scott LLC$10005-31-2019
Justin E BudnickSagePoint Financial, Inc.Park Avenue Securities LLC05-31-2019
Michael Edward ChadwickPortsmouth Financial ServicesCambridge Investment Reserarch, Inc.$5005-06-2019
Keith Matthew FialaCetera Advisor Networks LLCJ.P. Morgan Securities LLC$15005-02-2019
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAEGIS CAPITAL CORP.05-01-2019
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAegis Capital Corp.05-01-2019
Corbin Richard CoutureSecurities America, Inc.Infinex Investments, Inc.$15004-26-2019
Philip Timothy WielochCalton & Associates, Inc.Capital Financial Services, Inc.04-22-2019
Karl Francis MolwitzWoodbury Financial Services, Inc.H. Beck, Inc.$104-16-2019
David Mitchell HalperinR. F. Lafferty & Co., Inc.Aeon Capital Inc04-05-2019
Tracy Anne MackinstryLPL Financial LLCNorthstar Wealth Partners LLC$5004-01-2019
Donna Lorraine JudgeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2503-27-2019
Patrick M HowellPark Avenue Securities LLCMML Investors Services, LLC$103-27-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$103-27-2019
William C. MillerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16003-22-2019
William Chambers Miller Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-22-2019
Sandra Liliana EspinelWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-20-2019
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Frederick Leonard, Charles LeonardJanney Montgomery ScottWells Fargo Advisors$10503-01-2019
Frederick Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-01-2019
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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