Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas J. ExiasTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC07-16-2019
John James ShanleyConnecticut Wealth Management, LLCMercer Global Advisors Inc.07-16-2019
Joseph Frederick MilanoMorgan StanleyKey Investment Services LLC07-16-2019
Michael GaliettaMML Investors Services, LLCPruco Securities, LLC.07-15-2019
Margarit TorosyanWells Fargo Clearing Services, LLCSantander Securities LLC07-15-2019
Matthew J. CannerAlgonquin Advisors LLCM&T Securities, Inc.07-10-2019
Brent Bernard GottierKMS Financial Services, Inc.Cetera Advisors LLC$5007-09-2019
Michael Charles O'MearaLPL Financial LLCMcNally Financial Services Corporation$5007-08-2019
Nicholas Thomas Auriemma Jr.MML Investors Services, LLCEquity Services, Inc.07-08-2019
Daniel Rosado MercadoSorrento Pacific Financial, LLCFirst Allied Securities, Inc.$5007-03-2019
Nathaniel Warren FooteWells Fargo Clearing Services, LLCMorgan Stanley$15007-02-2019
Sean Francis FloodCharles Schwab & Co., Inc.Key Investment Services LLC07-01-2019
Jairo Cesar LemosLPL Financial LLCEdward Jones06-28-2019
Jason W. WolterMorgan StanleyJ.P. Morgan Securities LLC$5006-28-2019
William Frank SquarciaficoMorgan StanleyJ.P. Morgan Securities LLC$15006-27-2019
John Keith MauraPruco Securities, LLC.Key Investment Services LLC06-25-2019
Daniel Carl SwansonMML Investors Services, LLCWoodbury Financial Services, Inc.06-25-2019
Josh W OliverPruco Securities, LLC.Key Investment Services LLC06-20-2019
Erick Ivan GalarretaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-20-2019
Jennifer Devanney BarryConnecticut Wealth Management, LLCCapital Strategies, Inc.06-18-2019
John Philip MayNorthwestern Mutual Investment Services, LLCEdward Jones06-17-2019
Isaiah Ralph GrahamVoya Financial Advisors, Inc.Foresters Financial Services, Inc.06-14-2019
Gary James HelblingAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5006-14-2019
Michael Stephen ThompsonLPL Financial LLCForesters Financial Services, Inc.$5006-14-2019
Juan Nicolas EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-14-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.