Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Bernard GottierKMS Financial Services, Inc.Cetera Advisors LLC$5007-09-2019
Nicholas Thomas Auriemma Jr.MML Investors Services, LLCEquity Services, Inc.07-08-2019
Michael Charles O'MearaLPL Financial LLCMcNally Financial Services Corporation$5007-08-2019
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$107-05-2019
Daniel Rosado MercadoSorrento Pacific Financial, LLCFirst Allied Securities, Inc.$5007-03-2019
Kenneth Joseph EilersPinnacle Investments, LLCEssex Securities LLC$106-28-2019
Colin Thomas KrafftCetera Investment Services LLCForesters Advisory Services, LLC06-20-2019
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
Russell Paul KarpfLPL Financial LLCAmeriprise Financial Services, Inc.$2506-13-2019
David Raymond McgearySagePoint Financial, Inc.MML Investors Services, LLC06-04-2019
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Richard Joseph CardinalLPL Financial LLCJanney Montgomery Scott LLC$10005-31-2019
Justin E BudnickSagePoint Financial, Inc.Park Avenue Securities LLC05-31-2019
Michael Edward ChadwickPortsmouth Financial ServicesCambridge Investment Reserarch, Inc.$5005-06-2019
Keith Matthew FialaCetera Advisor Networks LLCJ.P. Morgan Securities LLC$15005-02-2019
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAEGIS CAPITAL CORP.05-01-2019
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAegis Capital Corp.05-01-2019
Corbin Richard CoutureSecurities America, Inc.Infinex Investments, Inc.$15004-26-2019
Philip Timothy WielochCalton & Associates, Inc.Capital Financial Services, Inc.04-22-2019
Karl Francis MolwitzWoodbury Financial Services, Inc.H. Beck, Inc.$104-16-2019
David Mitchell HalperinR. F. Lafferty & Co., Inc.Aeon Capital Inc04-05-2019
Tracy Anne MackinstryLPL Financial LLCNorthstar Wealth Partners LLC$5004-01-2019
Donna Lorraine JudgeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2503-27-2019
Patrick M HowellPark Avenue Securities LLCMML Investors Services, LLC$103-27-2019
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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