Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Omar Wallace FrancisCommonwealth Financial NetworkAmeritas Investment Company, LLC$607-22-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Chad Wilford LangevinCommonwealth Financial NetworkTIAA-CREF Individual & Institutional Services, LLC04-01-2019
Timothy Douglas StowellCommonwealth Financial NetworkFidelity Personal and Workplace Advisors04-01-2019
Mark Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.03-19-2019
Leisl Lissfelt CordingCommonwealth Financial NetworkPeople's United Advisors, Inc.03-01-2019
Michael John GulishCommonwealth Financial NetworkLPL Financial LLC$5002-27-2019
John Joseph ZaprzalkaCommonwealth Financial NetworkLPL Financial LLC02-27-2019
John Louis WonnebergerCommonwealth Financial NetworkLPL Financial LLC$1,00002-27-2019
Daniel Joseph CainCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Michael E MessinaCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
James Patrick NewmanCommonwealth Financial NetworkPeak Point Capital Management, LLC12-04-2018
Teresa G BenningCommonwealth Financial NetworkBenning Financial Advisors11-01-2018
Peter Gene YacovoneCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$1,00010-05-2018
Mark Allen GantnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5010-05-2018
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10009-28-2018
Kate Sophia ZienCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-28-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.