Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George K. StambouloglouRaymond James Financial Services, Inc.Infinex Investments, Inc.$2510-21-2019
Sophie Sobczynski StevensRaymond James Financial Services, Inc.LPL Financial LLC$5010-11-2019
Jason A GoodhueCapitol Securities Management, Inc.Buell Securities Corp.10-11-2019
Christopher T. TaylorCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Christopher T. TaylorCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Barbara PietrzakMutual Securities, Inc.Janney Montgomery Scott LLC10-01-2019
Neil Edward GronowetterMadison Avenue Securities, LLCMML Investors Services, Inc.09-23-2019
Robert Eugene BergCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
Bryan Paul BogenCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Brendan Reed LewisCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Rocco David MarcianoCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Paul John RaymondLPL Financial LLCWoodbury Financial Services, Inc.$5009-13-2019
Charles Allen BirbaraCabot Lodge Securities LLCIFS Securities$10009-11-2019
Charles Allen BirbaraCabot Lodge Securities LLCIFS Securities$10009-11-2019
Roseanne SmithLPL Financial LLCTD Private Client Wealth LLC09-09-2019
Julie Marie SterlingJ.P. Morgan Securities LLCCapitol Securities Management, Inc.$5008-29-2019
Frank PersampieriVoya Financial Advisors, Inc.Crossmark Distributors, Inc.08-20-2019
Frank PersampieriVoya Financial Advisors, Inc.Crossmark Distributors, Inc.08-20-2019
Mario Christopher FrattoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2019
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Michael Nicholas LewisKey Investment Services LLCForesters Financial Services, Inc.07-17-2019
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Showing 1 to 25 of 162 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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