Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Isaiah Ralph GrahamVoya Financial Advisors, Inc.Foresters Financial Services, Inc.06-14-2019
Gary James HelblingAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5006-14-2019
Michael Stephen ThompsonLPL Financial LLCForesters Financial Services, Inc.$5006-14-2019
Juan Nicolas EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-14-2019
Mark Joseph WhiteLPL Financial LLCAmeriprise Financial Services, LLC06-13-2019
Michael TavernerLPL Financial LLCAmeriprise Financial Services, LLC06-13-2019
Jason Brian ValentinNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC06-12-2019
Bichop Joseph NawrotConnecticut Wealth Management, LLCLPL Financial LLC06-11-2019
Claudia June Jacques-SotoConnecticut Wealth Management, LLCLPL Financial LLC06-11-2019
Daniel Murphy BallouConnecticut Wealth Management, LLCPutnam Retail Management Limited Partnership06-11-2019
Mary NearyWells Fargo Clearing Services, LLCCitizens Securities, Inc.06-11-2019
Alejandro Jesus VilasusoJ.P. Morgan Securities LLCCNR Securities, LLC06-10-2019
Michael Robert GalluzzoInfinex Investments, Inc.MML Investors Services, LLC06-10-2019
Eric David JohnsonAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2506-07-2019
Matthew Mckinney GarnettRaymond James & Associates, Inc.UBS Financial Services Inc.06-07-2019
Frances Joy A. CaldwellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-06-2019
Daniel Johnathan YanotchkoVoya Financial Advisors, Inc.Voya Financial Advisors, Inc.06-06-2019
John Joseph FlanaganFlanagan Financial Group LLCMercer Global Advisors Inc.06-06-2019
Amelia Judith GageWaddell & ReedSantander Securities LLC06-05-2019
Kenneth Mark WapnitskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Thomas Henry AlexaAlexa Wealth Management, LLCCambridge Investment Research, Inc.$2506-03-2019
Yaldez Abdel SamedCitizens Securities, Inc.Key Investment Services LLC05-31-2019
Richard Joseph CardinalLPL Financial LLCJanney Montgomery Scott LLC$10005-31-2019
Justin E BudnickSagePoint Financial, Inc.Park Avenue Securities LLC05-31-2019
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.