Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kiok KimWells Fargo Clearing Services, LLCMorgan Stanley$13208-16-2019
William Whitney FitzgeraldNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-13-2019
Henry HabgoodCoastal Bridge AdvisorsHILLVIEW CAPITAL ADVISORS, LLC08-09-2019
Heather Nicole AtkinsJohnson BrunettiLibertas Wealth Management Group, Inc.08-08-2019
Jon Scott RechenbergAllstate Financial Services, LLCAllstate Financial Services, LLC08-07-2019
Vincent Nicholas MartinoPruco Securities, LLC.Empire Asset Management Company07-31-2019
Mario Christopher FrattoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Robert J SandWorld Equity Group, Inc.Taylor Capital Management Inc.07-25-2019
Omar Wallace FrancisCommonwealth Financial NetworkAmeritas Investment Company, LLC$607-22-2019
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
Richard Donald SklenkaJ.P. Morgan Securities LLCLPL Financial LLC07-20-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Brannon Charles OzarkFidelity Brokerage Services LLCSymmetry Partners07-18-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
Michael Nicholas LewisKey Investment Services LLCForesters Financial Services, Inc.07-17-2019
Theodore Leonard Brooks Jr.Supreme Alliance LLCLincoln Investment07-17-2019
Daniela MercadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-17-2019
Nicholas J. ExiasTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC07-16-2019
John James ShanleyConnecticut Wealth Management, LLCMercer Global Advisors Inc.07-16-2019
Joseph Frederick MilanoMorgan StanleyKey Investment Services LLC07-16-2019
Michael GaliettaMML Investors Services, LLCPruco Securities, LLC.07-15-2019
Margarit TorosyanWells Fargo Clearing Services, LLCSantander Securities LLC07-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.