Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Edward GronowetterMadison Avenue Securities, LLCMML Investors Services, LLC09-23-2019
Margaret Omarra MaruzoPrinciple Wealth Partners LLCOneAmerica Securities, Inc.09-23-2019
John Edward CerilliWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Nicole Elizabeth ViselSantander Securities LLCVoya Financial Advisors, Inc.09-13-2019
Paul John RaymondLPL Financial LLCWoodbury Financial Services, Inc.$5009-13-2019
Yaakov A. RinglerLitvak Wealth, LLCMorgan Stanley09-13-2019
Priya TaterKey Investment Services LLCFifth Third Securities, Inc.09-11-2019
Jordan SimonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Kevin Roberto NunezAdvisory Group Equity Services Ltd.Morgan Stanley09-11-2019
Michelle Marie DoffekSagePoint Financial, Inc.Morgan Stanley09-11-2019
Michael Daniel FernandesConnecticut Wealth Management, LLCFidelity Personal and Workplace Advisors09-10-2019
Roseanne SmithLPL Financial LLCTD Private Client Wealth LLC09-09-2019
William Michael ReidyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2019
William Naldo RodriguezBriggs Wealth Management, Inc.LPL Financial LLC09-05-2019
Christina Rose FernandezJ.P. Morgan Securities LLCCitizens Securities, Inc.08-30-2019
Pamela Emerson KiernanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Julie Marie SterlingJ.P. Morgan Securities LLCCapitol Securities Management, Inc.$5008-29-2019
Evan Howard KanarekNorthCoast Asset Management LLCM&T Securities, Inc.08-28-2019
Patricia Weber PerryAmeriprise Financial Services, LLCMorgan Stanley08-23-2019
Marni Andrea HandelLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Renae RansdellMercer Global Advisors Inc.Cambridge Investment Research, Inc.08-23-2019
Francis Nathanael SimmsNorthCoast Asset Management LLCCharles Schwab & Co., Inc.08-20-2019
Kiok KimWells Fargo Clearing Services, LLCMorgan Stanley$13208-16-2019
William Whitney FitzgeraldNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-13-2019
Henry HabgoodCoastal Bridge AdvisorsHILLVIEW CAPITAL ADVISORS, LLC08-09-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.