Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elijah RawlsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Zachary Paul VillavicencioCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2020
Thomas J. WhiteFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC08-21-2020
Christian Anders BondMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.08-21-2020
Hsiao-Chuan ChangUBS Financial Services Inc.Purshe Kaplan Sterling Investments04-30-2020
Naomi Jacquelyn ParhamFidelity Brokerage Services LLCLazard Asset Management Securities LLC03-25-2020
Kyle Paul SullivanUnited Brokerage Services, IncCapital Investment Advisors03-20-2020
Bryan M. TrejoTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.03-19-2020
Mohanad Babikir ElhagMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2020
James S HicksE*TRADE Securities LLCTD Ameritrade, Inc.03-05-2020
Patrick Arthur HugeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Duncan Keith MackayWells Fargo Clearing Services, LLCMorgan Stanley$5002-14-2020
Danielle Gerise ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-12-2020
Joseph Leonardo Davis Jr.The Investment Center, Inc.H. Beck, Inc.$5001-29-2020
Zachary James KarrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00001-09-2020
Phillip Stuart NuttallUnited Income, Inc.HSBC Securities (USA) Inc.01-08-2020
Paul Christopher TrinhCommonwealth Financial NetworkMML Investors Services, LLC01-06-2020
Michel Ross GirardiOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-03-2020
Brian Thomas WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-20-2019
Peter Nya Quoie Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-18-2019
Johnny Medina Medina LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-18-2019
Samuel Alexander PostJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Matthew I. KramerCharles Schwab & Co., Inc.Edward Jones11-25-2019
Brendan Daniel OrourkeCharles Schwab & Co., Inc.Morgan Stanley11-25-2019
Tourab Mawaz-KhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-21-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.