Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Lawrence NewtonAllstate Financial Services, LLCCentaurus Financial, Inc.04-01-2010
Francisco Anguita VelizAmauta FinancialMorgan Stanley10-29-2015
Santiago BedoyaAmauta FinancialMorgan Stanley10-28-2015
Connie ShihAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
John Anson CalhounAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2503-30-2012
Michael Timothy BrodnikBarclays Capital Inc.AllianceBernstein L.P.09-09-2013
Alan Duff BloomingdaleBarclays Capital Inc.Morgan Stanley08-28-2013
John Geras KrimigisBarclays Capital Inc.Morgan Stanley08-28-2013
Mick Kumar DadlaniBarclays Capital Inc.Morgan Stanley02-15-2013
Eric Parker DennettBarclays Capital Inc.Morgan Stanley$10002-15-2013
Kyle Murrell McBurneyBarclays Capital Inc.Morgan Stanley02-15-2013
Robert Steven Barcellona Jr.Barclays Capital Inc.Morgan Stanley02-15-2013
Douglas Robert BayerBarclays Capital Inc.Morgan Stanley05-20-2011
Joseph Stewart GilbertBarclays Capital Inc.Morgan Stanley05-20-2011
William Joseph ScottBarclays Capital Inc.Oppenheimer & Co. Inc.01-15-2010
Andrew Steven PritsiosBarclays Capital Inc.Oppenheimer & Co. Inc.01-15-2010
Peter LamadeBarclays Capital Inc.Oppenheimer & Co. Inc.01-15-2010
Christopher Grant LawsonBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC07-13-2010
Justin Kerry WineBCG Securities, Inc.LPL Financial LLC$2508-28-2012
Levente Ferenc ZsuppanBessemer Investor Services, Inc.PNC Investments03-29-2019
Christopher W. PintauroBessemer Investor Services, Inc.Goldman Sachs & Co.06-09-2016
David F HillsBessemer Investor Services, Inc.Chase Investment Services Corp.07-15-2012
Raul Arguilla Sonza Jr.Cabildo Capital LLCFriel Asset Management, LLC06-08-2018
Carole Joyce SavageCambridge Investment Research, Inc.Johnston, Lemon & Co. Incorporated03-11-2015
Jeff M. DoanCapital One Investing, LLCCitigroup Global Markets Inc.01-26-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.