Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gregory GetzMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Aaron Isaac BrachmanRaymond James Financial Services, Inc.RBC Capital Markets, LLC05-25-2016
Adam Jason FechterMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Adam Joseph BrinkleyUBS Financial Services Inc.Morgan Stanley$2511-23-2012
Adam Stuart WarshavskyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Adham Samir KaibniMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Al Michael DerosaMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Albert Leroy LindquistFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Alex Thomson MannMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Alfred Richard Bozzo Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Alina Madeleine SeminaroRaymond James Financial Services, Inc.Morgan Stanley09-23-2013
Allison Marie TaylorOppenheimer & Co. Inc.SunTrust Investment Services, Inc.09-29-2016
Alyson Elise Theobald, Jason S. WillMorgan StanleyGoldman Sachs & Co.04-17-2017
Alyson Katherine ScottMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Amit ShashidharanRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Amy Dunkelberger SturtevantRBC Capital Markets, LLCOppenheimer & Co. Inc.$10004-21-2010
Amy Stella DaltonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Barry CookWells Fargo Clearing Services, LLCMorgan Stanley01-17-2013
Andrew Christopher WilkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-21-2014
Andrew Eastwick LongmanWells Fargo Clearing Services, LLCCiti Private Advisory, LLC02-13-2018
Andrew James SheridanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Andrew James SipalaWells Fargo Clearing Services, LLCEdward Jones08-17-2018
Andrew LeleckJ.P. Morgan Securities LLCGoldman Sachs & Co.06-19-2013
Andrew R. KochRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2016
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Showing 1 to 25 of 457 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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