Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanley F. TureskyFolger Nolan Fleming Douglas IncorporatedCitigroup Global Markets Inc.$50005-08-2009
Dejan VujinovicHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-15-2016
Christopher Richard DayJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$10004-17-2019
Robin Lynn BurtonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-29-2013
Eric Paul HothemJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$25005-15-2013
Brent David SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.12-04-2014
James Patrick HartyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15004-17-2009
Christopher John BriggsOppenheimer & Co. Inc.Citigroup Global Markets Inc.$50004-17-2009
Charles Arthur RuttenbergOppenheimer & Co. Inc.Citigroup Global Markets Inc.$50004-17-2009
Anibal Drelichman Jr.Oppenheimer & Co. Inc.Citigroup Global Markets Inc.$50003-20-2009
Guido J. AlvarezOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-20-2009
Kevin Michael BroderickOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10001-08-2009
Hy Jamie SaportaRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-05-2014
John Francis CarrollRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-29-2009
Troy Rafael FoxRBC Capital Markets, LLCCitigroup Global Markets Inc.$15004-29-2009
Carl Lee Eason Jr.SunTrust Investment Services, Inc.Citigroup Global Markets Inc.$10006-17-2015
Carl Richard Pearrell Jr.SunTrust Investment Services, Inc.Citigroup Global Markets Inc.05-01-2013
Loren Joseph GlaserSunTrust Investment Services, Inc.Citigroup Global Markets Inc.10-05-2012
Ali Hanny AbdallahWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.09-05-2013
Mirko Alvaro PefaureWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.02-12-2013
Rafael A VillavicencioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.03-05-2010
Patrick Dream YuWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$20012-04-2009
Samuel Chi Tat LamWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.12-04-2009
Walter James AmmermanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50003-19-2009
Christina Doris ParraWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.03-02-2009
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.