Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Craig HarrisRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1,20009-06-2016
Todd Richard KingsleyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$17309-06-2016
Seth Allen WernickRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15209-06-2016
Perry Perkins TrimbleRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Robert ValdezRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Richard Christopher Patrick CourtneyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Joseph Mundell CoffeyWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.$21907-08-2016
Brian E. PowellWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.$10007-08-2016
Stephen Edward BradyWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.07-08-2016

Showing 1 to 9 of 9 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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