Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew R. KochRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2016
Bryan Ashton ThomasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2018
Charles S. HoltHightower AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-23-2012
Connie ShihAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Daniel O OlorundaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-04-2015
Daniel RonisChapin, DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2019
Dean Andrew BahniukOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2015
Duncan Keith MackayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2011
Erick David MejiaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2013
Jahan K JewayniRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-20-2019
John Wilford FarinaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Jonathan Edward BjoringPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2009
Jonathan Peter KokolakisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2019
Katie ClarkRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-08-2014
Mark Anthony BarrettRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-29-2009
Mary Newman McEachernWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-12-2012
Matthew Dow TeemsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2013
Matthew Robin Zaft, Connor S McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Matthew Zaft, Connor McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21908-01-2012
Max GreenRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Melanie FolstadRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$11001-08-2014
Michael A RomanoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Patricia K. Van KirkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Patrick Joseph MurphyGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2012
Paul A. Pagnato, David W. KarpHightower AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,30008-01-2011
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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