Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Duncan Keith MackayWells Fargo Clearing Services, LLCMorgan Stanley$5002-14-2020
Brian Thomas WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-20-2019
Brendan Daniel OrourkeCharles Schwab & Co., Inc.Morgan Stanley11-25-2019
Lamont Nicholas CorprewJ.P. Morgan Securities LLCMorgan Stanley10-04-2019
Mathew J. FreemanJ.P. Morgan Securities LLCMorgan Stanley$1,00007-11-2019
John Kennedy MarshallWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Casey Marie ProstkoUnited Income, Inc.Morgan Stanley01-07-2019
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Dawn M. SalisburyWells Fargo Clearing Services, LLCMorgan Stanley09-21-2018
Eduardo Lima CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2018
Julia Rose NagleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-30-2018
Heather Dawn FischerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-23-2018
Christopher James BartonRaymond James Financial Services, Inc.Morgan Stanley12-22-2017
Keith Ky HoangGoldman Sachs & Co.Morgan Stanley12-14-2017
Adriana SernaUBS Financial Services Inc.Morgan Stanley09-14-2017
Jessica Myra LeeRBC Capital Markets, LLCMorgan Stanley08-22-2017
Chad Evan LemkoUBS Financial Services Inc.Morgan Stanley05-04-2017
Andrew Porter McNamaraSunTrust Investment Services, Inc.Morgan Stanley02-27-2017
Thomas Patrick McDonnell IIISunTrust Investment Services, Inc.Morgan Stanley$5402-24-2017
Keisha Diane JohnsonFidelity Brokerage Services LLCMorgan Stanley01-09-2017
Samuel Alexander PostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2016
Alexandra Elizabeth NolanStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-29-2016
Ronald Charles SenegalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-16-2016
Darren Louis ColananniMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-16-2016
Marc Andrew AguilarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-16-2016
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.