Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kennedy MarshallWells Fargo Clearing Services, LLCMorgan Stanley$102-15-2019
Eduardo Lima CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2018
Jessica Myra LeeRBC Capital Markets, LLCMorgan Stanley08-22-2017
Thomas Patrick Mcdonnell IIISunTrust Investment Services, Inc.Morgan Stanley$5002-24-2017
Samuel Alexander PostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2016
Alexandra Elizabeth NolanStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-29-2016
Patrick Bryant NickersonRaymond James & Associates, Inc.Morgan Stanley$5008-31-2016
John Wakefield FeeneyPNC InvestmentsMorgan Stanley07-29-2016
Riley Charles ClarkWells Fargo Clearing Services, LLCMorgan Stanley07-01-2016
Thomas Harold ClarkWells Fargo Clearing Services, LLCMorgan Stanley$1007-01-2016
Eric Todd HorowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-25-2016
James Alan FrangenbergPNC InvestmentsMorgan Stanley05-20-2016
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Francisco Anguita VelizAmauta FinancialMorgan Stanley10-29-2015
Santiago BedoyaLPL Financial LLCMorgan Stanley10-23-2015
Nina Lam UnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-18-2015
Cesar X. SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-07-2015
Justin James HayesRBC Capital Markets, LLCMorgan Stanley05-08-2015
Mark John MurphyJanney Montgomery Scott LLCMorgan Stanley$5004-27-2015
Eric Park WalkerJanney Montgomery Scott LLCMorgan Stanley$104-16-2015
LLOYD THOMAS LAYTONWells Fargo Clearing Services, LLCMorgan Stanley03-20-2015
Coe Milton MagruderWashington Growth Strategies LLCMorgan Stanley01-28-2015
Joanne M DesjardinsRBC Capital Markets, LLCMorgan Stanley09-24-2014
Robert John MurphyRBC Capital Markets, LLCMorgan Stanley$2509-24-2014
Pedro Andres LugoWells Fargo Clearing Services, LLCMorgan Stanley09-04-2014
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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