Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Felton BurchettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-13-2020
Edward Oyahire OkosunMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2020
Raymond E FortinICMA-RC Services, LLCMorgan Stanley$5006-16-2020
Jill Elizabeth SpiegelbergCitigroup Global Markets Inc.Morgan Stanley04-06-2020
Duncan Keith MackayWells Fargo Clearing Services, LLCMorgan Stanley$5002-14-2020
Brian Thomas WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-20-2019
Brendan Daniel OrourkeCharles Schwab & Co., Inc.Morgan Stanley11-25-2019
Lamont N Corprew SrJ.P. Morgan Securities LLCMorgan Stanley10-04-2019
Mathew J FreemanJ.P. Morgan Securities LLCMorgan Stanley$1,00007-11-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
John MarshallWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Casey Marie ProstkoUnited Income, Inc.Morgan Stanley01-07-2019
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Sandy SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-10-2018
Matt BaltuchRaymond JamesMorgan Stanley$25005-04-2018
Heather Dawn FischerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2504-23-2018
Jessica Myra LeeRBC Capital Markets, LLCMorgan Stanley08-22-2017
Chad Evan LemkoUBS Financial Services Inc.Morgan Stanley05-04-2017
Thomas Patrick McDonnell IIISunTrust Investment Services, Inc.Morgan Stanley$5002-24-2017
Ronald Charles SenegalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-16-2016
Marc Andrew AguilarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-16-2016
Patrick Bryant NickersonRaymond James & Associates, Inc.Morgan Stanley$5008-31-2016
Patrick NickersonRaymond JamesMorgan Stanley$5008-30-2016
Thomas Harold ClarkWells Fargo Clearing Services, LLCMorgan Stanley07-01-2016
Riley Charles ClarkWells Fargo Clearing Services, LLCMorgan Stanley07-01-2016
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.