Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph BrinkleyUBS Financial Services Inc.Morgan Stanley$25011-23-2012
Adriana SernaUBS Financial Services Inc.Morgan Stanley09-14-2017
Alan Duff BloomingdaleBarclays Capital Inc.Morgan Stanley08-28-2013
Alexandra Elizabeth NolanStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-29-2016
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Alina Madeleine SeminaroRaymond James Financial Services, Inc.Morgan Stanley09-23-2013
Andrew Barry CookWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley01-17-2013
Andrew Porter McnamaraSunTrust Investment Services, Inc.Morgan Stanley02-27-2017
Anka VidacicRaymond James Financial Services, Inc.Morgan Stanley$50012-06-2013
Anson Trent HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2014
Anthony Christian ConnorUBS Financial Services Inc.Morgan Stanley$10001-13-2012
Ayesha YasinRBC Capital Markets, LLCMorgan Stanley$25011-08-2012
Blake Tyler JonesJanney Montgomery Scott LLCMorgan Stanley$15008-24-2009
Brant Melvin WatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50006-22-2012
Brendan Daniel OrourkeCharles Schwab & Co., Inc.Morgan Stanley12-05-2019
Bryon Paul FusiniUBS Financial Services Inc.Morgan Stanley01-13-2012
Casey Marie ProstkoUnited Income, Inc.Morgan Stanley01-07-2019
Cesar X. SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-07-2015
Chad Evan LemkoUBS Financial Services Inc.Morgan Stanley05-04-2017
Christopher James BartonRaymond James Financial Services, Inc.Morgan Stanley$50012-22-2017
Christopher John ReaneyRaymond James Financial Services, Inc.Morgan Stanley$50012-06-2013
Clara Ines MontanezOppenheimer & Co. Inc.Morgan Stanley$15001-22-2013
Coe Milton MagruderWashington Growth Strategies LLCMorgan Stanley01-28-2015
Darren Louis ColananniMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-16-2016
David John AndreadisUBS Financial Services Inc.Morgan Stanley$11008-05-2011
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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