Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph BrinkleyUBS Financial Services Inc.Morgan Stanley$2511-23-2012
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Alina Madeleine SeminaroRaymond James Financial Services, Inc.Morgan Stanley09-23-2013
Andrew Barry CookWells Fargo Clearing Services, LLCMorgan Stanley01-17-2013
Anka VidacicRaymond James Financial Services, Inc.Morgan Stanley12-06-2013
Anson Trent HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2014
Anthony Christian ConnorUBS Financial Services Inc.Morgan Stanley$1001-13-2012
Ayesha YasinRBC Capital Markets, LLCMorgan Stanley11-08-2012
Bryon Paul FusiniUBS Financial Services Inc.Morgan Stanley01-13-2012
Christopher John ReaneyRaymond James Financial Services, Inc.Morgan Stanley12-06-2013
Clara Ines MontanezOppenheimer & Co. Inc.Morgan Stanley01-22-2013
Coe Milton MagruderWashington Growth Strategies LLCMorgan Stanley01-28-2015
David John AndreadisUBS Financial Services Inc.Morgan Stanley08-05-2011
Deborah Liane Jones, Blake Tyler JonesJanney Montgomery Scott LLCMorgan Stanley$15008-24-2009
Douglas Rene LabossiereUBS Financial Services Inc.Morgan Stanley05-10-2013
Douglas W. Richards, Sheldon Ray Jr.Raymond JamesMorgan Stanley$15002-13-2015
Douglas Witwer Richards, Sheldon Lavell Ray Jr.Raymond James & Associates, Inc.Morgan Stanley$2502-13-2015
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Elizabeth Cecchine MillerJanney Montgomery Scott LLCMorgan Stanley05-30-2013
Eric Jordan TeichbergUBS Financial Services Inc.Morgan Stanley$5008-05-2011
Eric Park WalkerJanney Montgomery Scott LLCMorgan Stanley04-16-2015
Erik Thomas FrommJanney Montgomery Scott LLCMorgan Stanley$2509-03-2013
Francisco Anguita VelizAmauta FinancialMorgan Stanley10-29-2015
Frederick Joseph SchultzUBS Financial Services Inc.Morgan Stanley08-05-2011
Ghislaine Renee Frederick, Terrence Lloyd FrederickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1008-28-2009
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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