Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Felton BurchettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-13-2020
Edward Oyahire OkosunMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2020
Jill Elizabeth SpiegelbergCitigroup Global Markets Inc.Morgan Stanley04-06-2020
Brian Thomas WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-20-2019
Brendan Daniel OrourkeCharles Schwab & Co., Inc.Morgan Stanley11-25-2019
Lamont N Corprew SrJ.P. Morgan Securities LLCMorgan Stanley10-04-2019
John MarshallWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Casey Marie ProstkoUnited Income, Inc.Morgan Stanley01-07-2019
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Jessica Myra LeeRBC Capital Markets, LLCMorgan Stanley08-22-2017
Chad Evan LemkoUBS Financial Services Inc.Morgan Stanley05-04-2017
Ronald Charles SenegalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-16-2016
Marc Andrew AguilarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-16-2016
Thomas Harold ClarkWells Fargo Clearing Services, LLCMorgan Stanley07-01-2016
Riley Charles ClarkWells Fargo Clearing Services, LLCMorgan Stanley07-01-2016
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Francisco Anguita VelizAmauta FinancialMorgan Stanley10-29-2015
Douglas Witwer RichardsRaymond James & Associates, Inc.Morgan Stanley02-13-2015
Sheldon Lavell Ray JrRaymond James & Associates, Inc.Morgan Stanley02-13-2015
Coe Milton MagruderWashington Growth Strategies LLCMorgan Stanley01-28-2015
Joanne M DesjardinsRBC Capital Markets, LLCMorgan Stanley09-24-2014
Anson Trent HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2014
Andrew Thomas CasemRaymond James & Associates, Inc.Morgan Stanley12-18-2013
Alina Madeleine SeminaroRaymond James Financial Services, Inc.Morgan Stanley09-23-2013
Selmon Ted Franklin IVRaymond James Financial Services, Inc.Morgan Stanley09-20-2013
Next Page »

Showing 1 to 25 of 74 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.