Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan M. TrejoCitigroup Global Markets Inc.PNC Investments05-06-2015
Christine CortesCitigroup Global Markets Inc.PNC Investments$10007-25-2014
Christopher Hans RidgewaySunTrust Investment Services, Inc.PNC Investments06-27-2018
Francis MoranMorgan StanleyPNC Investments07-01-2016
Frank Jacob RuffingSunTrust Investment Services, Inc.PNC Investments$10001-27-2015
Joseph Robert O'ConnorSunTrust Investment Services, Inc.PNC Investments$15008-31-2015
Levente Ferenc ZsuppanBessemer Investor Services, Inc.PNC Investments03-29-2019
Marc Romeyn LippmanFolger Nolan Fleming Douglas IncorporatedPNC Investments$10012-11-2009
Mirko Alvaro PefaureCitigroup Global Markets Inc.PNC Investments05-12-2010
Richard F. DistefanoCitigroup Global Markets Inc.PNC Investments10-26-2017
Samuel Max SolondzSunTrust Investment Services, Inc.PNC Investments$50003-15-2016
Sean Lee CableCitigroup Global Markets Inc.PNC Investments$25002-23-2016
Tolulope Abidemi AdeyemiMorgan StanleyPNC Investments$10004-23-2018
Valerie Rose Lucille Vander MolenSunTrust Investment Services, Inc.PNC Investments06-02-2017
Vincent Dennette RatliffState Farm VP Management Corp.PNC Investments02-01-2011

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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