Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Alejandro CuellarJ.P. Morgan Securities LLCUBS Financial Services Inc.09-26-2019
Kennan Blakely LowJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Frederick Joseph SchultzJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Eric Jordan TeichbergJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Howard Stuart RothmanJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Norman Lester OremlandJanney Montgomery Scott LLCUBS Financial Services Inc.$10001-16-2014
Steven William GoldfarbJanney Montgomery Scott LLCUBS Financial Services Inc.$5001-16-2014
Ryan Noel KruegerLPL Financial LLCUBS Financial Services Inc.04-17-2009
Benjamin Louis ChernerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-19-2016
Neil Stewart KishterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10004-17-2014
Rolando V Guzman Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-17-2014
Donald Robert Page IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10004-17-2014
Robert Royce SatterfieldMorgan StanleyUBS Financial Services Inc.07-28-2014
James Darrell ZackMorgan StanleyUBS Financial Services Inc.10-21-2011
Sarah B. H. RutlerMorgan StanleyUBS Financial Services Inc.$5009-06-2011
John David LytleMorgan Stanley & Co. LLCUBS Financial Services Inc.04-01-2009
Robert Donald Askew JrMorgan Stanley & Co. LLCUBS Financial Services Inc.$2504-01-2009
Mark Christopher HughesOppenheimer & Co. Inc.UBS Financial Services Inc.$2511-10-2014
Alexi SaccoOppenheimer & Co. Inc.UBS Financial Services Inc.09-24-2013
Joshua C YoungRMB Capital ManagementUBS Financial Services Inc.03-22-2016
Roderick Edwin Kennedy IIISunTrust Investment Services, Inc.UBS Financial Services Inc.11-30-2015
Andrew Porter McNamaraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-04-2019
Paul Lawrence Fowler Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.08-12-2016
Dennis Peacock Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-01-2012
Christine Anna NawrotWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-01-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.