Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anothep Anthony PhimmasoneUBS Financial Services Inc.Wells Fargo Clearing Services, LLC07-12-2011
Benigno PlataRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15010-17-2014
Beth Ann SweeneyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-27-2017
Betty Jo RennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1009-12-2011
Bradford Robert Coyle JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-04-2018
Christina Doris ParraUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-04-2010
Craig Roger McCuneMorgan StanleyWells Fargo Clearing Services, LLC$10003-31-2016
Eric StromfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10002-01-2018
Frank Peter ScicchitanoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-20-2010
George Driver Bragaw IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-20-2016
Gonzalo E. PizarroHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC05-13-2016
James Edward FarrellJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$6410-15-2018
James Jacob Fowkes IIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15010-17-2014
James L. RiuttaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$1003-03-2017
Jeremy Bryan StaadekerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC06-15-2017
Jonathan EllenbogenWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$9804-08-2016
Larry Alan SchwartzmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Lee Garner SpringerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC10-15-2018
Lillie Elizabeth LoweryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-22-2011
Mark D. GilbertUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-02-2015
Mark Lloyd Fulton Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-30-2010
Mitchell LernerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$3501-07-2016
Pamela Smith WiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2011
Patricia Ann StefanouRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-27-2017
Paul Jeffrey StaadekerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$16206-15-2017
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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