Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michel Ross GirardiOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-03-2020
William George GodfreyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC10-21-2019
Lawrence D. PinckneyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-25-2019
Ronny RoizinHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC07-23-2019
William Francis Flanigan IIILPL Financial LLCWells Fargo Clearing Services, LLC10-31-2018
Lee Garner SpringerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC10-15-2018
Bradford Robert Coyle Sr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-04-2018
Bradford Robert Coyle Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-04-2018
Sarah Klawitter MarksRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2018
Vera Christina ReichRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2018
Sean Jeremy Oliver RandallLPL Financial LLCWells Fargo Clearing Services, LLC12-20-2017
Jeffrey Richard HarnoisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC12-12-2017
Petro ZouzoulasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-12-2017
Heath J. HarrisCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-25-2017
Jeremy Bryan StaadekerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC06-15-2017
Patricia Ann StefanouRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-27-2017
William Richard Blake IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-30-2017
James L. RiuttaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC03-03-2017
Tara Jean OrendorffRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-20-2016
John Derek MajkowskiRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC04-11-2016
George William ShirleyRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC04-11-2016
Mark D. GilbertUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-02-2015
William Fretz Jarrett Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-06-2015
Dean Michael WallaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-12-2015
Brian Christopher KelleyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC06-23-2014
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.