Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Cao TruongCitigroup Global Markets Inc.Woodbury Financial Services, Inc.08-13-2019
Sean Jeremy Oliver RandallCitigroup Global Markets Inc.LPL Financial LLC06-03-2019
Michael JorgensonCitigroup Global Markets Inc.Wells Fargo Advisors Financial Network, LLC05-20-2019
Richard F. DistefanoCitigroup Global Markets Inc.PNC Investments10-26-2017
HEATH JUSTIN HARRISCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-25-2017
James L. RiuttaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-03-2017
Luz Milagros CastreCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$10001-23-2017
Kamal Asad MalhisCitigroup Global Markets Inc.Oppenheimer & Co. Inc.$15010-18-2016
Katrina KangCitigroup Global Markets Inc.J.P. Morgan Securities LLC02-29-2016
Sean Lee CableCitigroup Global Markets Inc.PNC Investments$25002-23-2016
Bryan M. TrejoCitigroup Global Markets Inc.PNC Investments05-06-2015
Leah Jane JonesCitigroup Global Markets Inc.TD Ameritrade, Inc.09-05-2014
Christine CortesCitigroup Global Markets Inc.PNC Investments$10007-25-2014
Brian Christopher KelleyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-23-2014
Dejan VujinovicCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2013
Andrew Eastwick LongmanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2012
Ali Hanny AbdallahCitigroup Global Markets Inc.Chase Investment Services Corp.08-06-2012
Robert Alan HorowitzCitigroup Global Markets Inc.LPL Financial LLC$50005-14-2012
Andres Isla Rubert IIICitigroup Global Markets Inc.Chase Investment Services Corp.04-09-2012
Frank Rosario Fato Jr.Citigroup Global Markets Inc.BB&T Investment Services, Inc.05-24-2010
Mark Anthony HobbsCitigroup Global Markets Inc.MetLife Securities Inc.05-18-2010
Mirko Alvaro PefaureCitigroup Global Markets Inc.PNC Investments05-12-2010

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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