Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Garner SpringerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-15-2018
James Edward FarrellJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$64010-15-2018
Matthew Hyun KroehlerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$74010-15-2018
Matthew Agricola GriebJanney Montgomery Scott LLCRBC Capital Markets, LLC11-20-2017
John Eric WightmanJanney Montgomery Scott LLCRobert W. Baird & Co. Incorporated02-21-2017
Mitchell LernerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$35001-07-2016
Mark John MurphyJanney Montgomery Scott LLCMorgan Stanley$10004-27-2015
Eric Park WalkerJanney Montgomery Scott LLCMorgan Stanley$10004-16-2015
Norman Lester OremlandJanney Montgomery Scott LLCUBS Financial Services Inc.$10001-16-2014
Steven William GoldfarbJanney Montgomery Scott LLCUBS Financial Services Inc.$50001-16-2014
Jason Todd MeilJanney Montgomery Scott LLCMorgan Stanley$10011-12-2013
Erik Thomas FrommJanney Montgomery Scott LLCMorgan Stanley$25009-03-2013
Michael Roy SlaymakerJanney Montgomery Scott LLCMorgan Stanley$25005-30-2013
Robert John BensonJanney Montgomery Scott LLCMorgan Stanley$50005-30-2013
Elizabeth Cecchine MillerJanney Montgomery Scott LLCMorgan Stanley05-30-2013
Jeffrey Joseph SmithJanney Montgomery Scott LLCMorgan Stanley$25008-06-2012
Thomas Andrew GrahamJanney Montgomery Scott LLCMorgan Stanley$10005-24-2012
Leonard F WarrenJanney Montgomery Scott LLCMorgan Stanley$15006-16-2010
Deborah Liane JonesJanney Montgomery Scott LLCMorgan Stanley$15008-24-2009
Blake Tyler JonesJanney Montgomery Scott LLCMorgan Stanley$15008-24-2009
Shannon Joyce McGreevyJanney Montgomery Scott LLCMorgan Stanley$10008-19-2009
Sheila Spainhour ShafferJanney Montgomery Scott LLCMorgan Stanley$25008-19-2009
William Benjamin Jones Jr.Janney Montgomery Scott LLCMorgan Stanley08-10-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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