Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Benjamin Jones Jr.Janney Montgomery Scott LLCMorgan Stanley08-10-2009
Sheila Spainhour Shaffer, Shannon Joyce McGreevy, Daniel Wade SpainhourJanney Montgomery Scott LLCMorgan Stanley$2508-19-2009
Deborah Liane Jones, Blake Tyler JonesJanney Montgomery Scott LLCMorgan Stanley$15008-24-2009
Leonard F WarrenJanney Montgomery Scott LLCMorgan Stanley$15006-16-2010
Thomas Andrew GrahamJanney Montgomery Scott LLCMorgan Stanley05-24-2012
Michael Roy SlaymakerJanney Montgomery Scott LLCMorgan Stanley$2505-30-2013
Elizabeth Cecchine MillerJanney Montgomery Scott LLCMorgan Stanley05-30-2013
Erik Thomas FrommJanney Montgomery Scott LLCMorgan Stanley$2509-03-2013
Steven William GoldfarbJanney Montgomery Scott LLCUBS Financial Services Inc.$5001-16-2014
Eric Park WalkerJanney Montgomery Scott LLCMorgan Stanley04-16-2015
Mark John MurphyJanney Montgomery Scott LLCMorgan Stanley$1004-27-2015
Mitchell LernerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$3501-07-2016
James Edward FarrellJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$6410-15-2018
Lee Garner SpringerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC10-15-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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