Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tourab Mawaz-KhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-21-2019
Vishal Minesh PatelMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-05-2019
Morris J. Clarke Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$50004-17-2019
John Richardson CockrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-29-2018
John Robert PaxtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation08-03-2018
EDUARDO Lima CORREAMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2018
Daniel Cassidy AlipertiMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.$50006-08-2018
Luke D. PodburyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC05-31-2018
Julia Rose NagleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-30-2018
Heather Dawn FischerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25004-23-2018
Steve ThomsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated$8303-01-2018
Eric StromfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-01-2018
Engida SewnetMerrill Lynch, Pierce, Fenner & Smith IncorporatedCassava Capital12-21-2017
Petro ZouzoulasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-12-2017
Charles Eric KnoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$10009-27-2017
Matthew Denis CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-31-2017
Kaitlyn Foley KelleherMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC05-23-2017
Natividad Antonia GolubskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.05-02-2017
Samuel Alexander PostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2016
Denise Hyater-LindenmuthMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-10-2016
Ronald Charles SenegalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-16-2016
Marc Andrew AguilarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-16-2016
Darren Louis ColananniMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-16-2016
Benjamin Louis ChernerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-19-2016
Jason Robert LindnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCalvert Investment Distributors, Inc.06-02-2016
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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