Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Mcguire Heckler JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-06-2009
Prem B BajajMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-06-2009
Ghislaine Renee FrederickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-28-2009
Terrence L FrederickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-28-2009
Joseph Robert AccursoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-25-2009
Patrick William BransfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-09-2010
Seun G OlojolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-20-2010
Pamela S WiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10006-24-2011
Betty Jo RennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-12-2011
John Hugo HasenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15002-21-2012
Nancy Ann HartsockMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5002-21-2012
Talya Rahel BockMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5002-21-2012
Sean R SweeneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPacer Financial, Inc.04-23-2012
William S JefferyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Brokerage Services, Inc.04-23-2012
John James ForsterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-22-2012
Jeffrey David GregorioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.04-03-2013
Michael Ryan TeagueMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2306-04-2013
Roger GlasgowMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated06-20-2013
Michael T AbbenanteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$11007-01-2013
Michael Thomas AbbenanteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-01-2013
Benjamin Rush SemmesMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.07-22-2013
Neil Stewart KishterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-17-2014
Rolando V Guzman JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-17-2014
Donald Robert Page IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-17-2014
Anson Trent HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2014
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.