Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke D. PodburyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC05-31-2018
Engida SewnetMerrill Lynch, Pierce, Fenner & Smith IncorporatedCassava Capital12-21-2017
Matthew Denis CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-31-2017
Natividad Antonia GolubskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.05-02-2017
Samuel Alexander PostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2016
Jason Robert LindnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCalvert Investment Distributors, Inc.06-02-2016
Ryan Joseph ShulerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCompass Point Research & Trading, LLC05-27-2016
Kevin Amir JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.04-01-2016
Haywood NoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-04-2016
Robert Justin FrankMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-15-2015
Nina L. UnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-18-2015
Philip E. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-13-2015
Jay Eric Rice Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-05-2015
Peter LamadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-26-2015
William Joseph Scott, Andrew Steven PritsiosMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-11-2015
Michelle M Mayer, Michael Timothy BrodnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-11-2015
Anson Trent HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2014
Andrew Christopher WilkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-21-2014
Benjamin Rush SemmesMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.07-22-2013
Michael Thomas AbbenanteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-01-2013
Roger Decourey Glasgow Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated06-20-2013
Jeffrey David GregorioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.04-03-2013
Ryan Joseph LundyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-23-2012
Sean Raymond SweeneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPacer Financial, Inc.04-23-2012
William S JefferyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.04-23-2012
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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