Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jae Heak LeeMorgan StanleyWoodbury Financial Services, Inc.07-16-2019
James Justin TringaliMorgan StanleyPurshe Kaplan Sterling Investments02-21-2019
Edward Fitzgerald HayesMorgan StanleySpouting Rock Capital Advisors, LLC09-25-2018
Teresa Ann ClasbyMorgan StanleyThrivent Investment Management Inc.07-20-2018
Eliran AssarafMorgan StanleyTD Ameritrade, Inc.05-14-2018
Bryan Ashton ThomasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2018
Colleen Carroccio GormleyMorgan StanleyRaymond James & Associates, Inc.05-04-2017
Alyson Elise TheobaldMorgan StanleyGoldman Sachs & Co.04-17-2017
Francesca SagripantiMorgan StanleyGoldman Sachs & Co.04-17-2017
Jason S. WillMorgan StanleyGoldman Sachs & Co.04-17-2017
Azan Enrico PipernoMorgan StanleyPurshe Kaplan Sterling Investments01-26-2017
Francis MoranMorgan StanleyPNC Investments07-01-2016
Percy Hamilton Clark IVMorgan StanleyEdelman Financial Services LLC04-25-2016
Sophia Alexis HurrellMorgan StanleyNational Securities Corporation04-06-2016
Cody Ryan DemmelMorgan StanleyAXA Advisors, LLC06-26-2015
Robert Royce SatterfieldMorgan StanleyUBS Financial Services Inc.07-28-2014
Pedro Andres LugoMorgan StanleyEdward Jones12-09-2013
Sodyk Abduvalievich KhaitovMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2012
John L Lewis Jr.Morgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-05-2012
Robert Fabian Farrell IIMorgan StanleyNew England Securities11-05-2012
Nicholas Mccauley MessoreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2012
Connor S McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Todd Gainor HallauerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2011
John Wakefield FeeneyMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-25-2011
Radford E BrogdenMorgan StanleyLara, May & Associates, LLC03-14-2011
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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