Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen William ComiskeyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
James S. Tarr Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Kurt Matthew SchwartzMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Michael Lawrence SchenkMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Robert Donald Askew JrMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
James John HannanMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Milind B ParekhMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Stanley G Mouser Jr.Morgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Michael Joseph O'NeillMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Scott FrantzMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John David LytleMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Mathew ProsperiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Catherine Leigh JoyceMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Elizabeth Mary NolanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Deborah Johnston DenooyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Charles John KundaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Mary Latta ChapmanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jonathan Russell LeggMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Jeffrey ClayMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Hugh L McLaughlin IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brett Walter AnthonyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Sue S Van Der LindenMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michael Eric BakerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Dexter Romine Mead WalkerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carl Joseph WojcikMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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