Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Michael Dougherty Jr.Oppenheimer & Co. Inc.Capital Portfolio Management, Inc.$5008-05-2016
Cole Alexander SamuelsOppenheimer & Co. Inc.Charles Schwab & Co., Inc.06-14-2018
Charles Arthur RuttenbergOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-17-2009
Kevin Michael BroderickOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-08-2009
Dean Andrew BahniukOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2015
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Clara Ines MontanezOppenheimer & Co. Inc.Morgan Stanley01-22-2013
Scott ShulmanOppenheimer & Co. Inc.RBC Capital Markets, LLC$10008-22-2011
Allison Marie TaylorOppenheimer & Co. Inc.SunTrust Investment Services, Inc.09-29-2016
Thomas Wilbur JewsburyOppenheimer & Co. Inc.TD Ameritrade Investment Management, LLC01-05-2015
Larry Alan SchwartzmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5009-28-2018

Showing 1 to 11 of 11 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.