Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tolulope Abidemi AdeyemiPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2016
John Wakefield FeeneyPNC InvestmentsMorgan Stanley07-29-2016
James Alan FrangenbergPNC InvestmentsMorgan Stanley05-20-2016
Brian Joseph DinkaPNC InvestmentsNYLIFE Securities LLC03-23-2016
Nicholas Carl DursoPNC InvestmentsPNC Investments09-17-2014
Joseph Robert O'ConnorPNC InvestmentsLeigh Baldwin & Co., LLC$15011-26-2013
Christopher Shawn SwedbergPNC InvestmentsM&T Securities, Inc.10-10-2013
Wael ShreibaPNC InvestmentsWells Fargo Clearing Services, LLC04-04-2013
Nicholas Carl DursoPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2012
John Steven BeckPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2011
Daniel Brian SmithPNC InvestmentsHIMCO Distribution Services Company12-16-2010
Anthony Joseph BredwoodPNC InvestmentsPNC Investments11-15-2010
Robert John PalmerPNC InvestmentsSunTrust Investment Services, Inc.04-29-2010
Jonathan Edward BjoringPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2009
Phyllis Cooper ThompsonPNC InvestmentsAmeriprise Financial Services, LLC03-10-2009
Brandon Cao TruongPNC InvestmentsPruco Securities, LLC.01-26-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.