Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tarek El BouriniSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Michelle Marie HughesSunTrust Investment Services, Inc.SunTrust Investment Services, Inc.$15004-05-2019
Christopher H. RidgewaySunTrust Investment Services, Inc.PNC Investments06-27-2018
Jeffrey Richard HarnoisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC12-12-2017
Robert Peter JurschSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$11206-05-2017
Valerie Rose Lucille Vander MolenSunTrust Investment Services, Inc.PNC Investments06-02-2017
Andrew Porter McNamaraSunTrust Investment Services, Inc.Morgan Stanley02-27-2017
Thomas Patrick McDonnell IIISunTrust Investment Services, Inc.Morgan Stanley$5402-24-2017
Michelle Marie HughesSunTrust Investment Services, Inc.Pruco Securities, LLC.07-30-2016
Samuel Max SolondzSunTrust Investment Services, Inc.PNC Investments$5003-15-2016
Roderick Edwin Kennedy IIISunTrust Investment Services, Inc.UBS Financial Services Inc.11-30-2015
Joseph Robert O'ConnorSunTrust Investment Services, Inc.PNC Investments$15008-31-2015
Frank Jacob RuffingSunTrust Investment Services, Inc.PNC Investments$1001-27-2015
Luis Alberto MendozaSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.01-13-2015
Simpson Gordon Turley IIISunTrust Investment Services, Inc.NYLIFE Securities LLC06-11-2014
Randall Anthony CarboneSunTrust Investment Services, Inc.Waddell & Reed06-09-2014
Clinton James CameronSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-06-2013
Scott Dennis ChathamSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-02-2013
Carl Richard Pearrell Jr.SunTrust Investment Services, Inc.Citigroup Global Markets Inc.05-01-2013
Tomer ShovalSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC10-24-2012
Loren Joseph GlaserSunTrust Investment Services, Inc.Citigroup Global Markets Inc.10-05-2012
Darren Carlyle WhiteSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.$5008-21-2012
Ian Jason SeebachanSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.08-21-2012
Michael James LeasureSunTrust Investment Services, Inc.Edgemoor Investment Advisors, Inc.$10007-28-2009

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.