Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Joseph SchultzUBS Financial Services Inc.Morgan Stanley$11008-05-2011
David John AndreadisUBS Financial Services Inc.Morgan Stanley$11008-05-2011
Richard Alan HaskinUBS Financial Services Inc.Morgan Stanley$11008-05-2011
Howard Stuart RothmanUBS Financial Services Inc.Morgan Stanley$16008-05-2011
Eric Jordan TeichbergUBS Financial Services Inc.Morgan Stanley$50008-05-2011
Erica Hicks LandskroenerUBS Financial Services Inc.Morgan Stanley08-05-2011
Anothep Anthony PhimmasoneUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-19-2011
Donald Robert Page IIIUBS Financial Services Inc.T. Rowe Price Investment Services, Inc.$10005-26-2011
Charles Jason BealUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-21-2011
Nicola Lee OneilUBS Financial Services Inc.BNP Paribas Investment Services, LLC04-08-2011
Gerald Louis FilsUBS Financial Services Inc.Morgan Stanley03-28-2011
Charles Houston SellonUBS Financial Services Inc.Oppenheimer & Co. Inc.$10002-24-2011
John William Clark MillerUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC12-13-2010
Robert Joseph Burke IIIUBS Financial Services Inc.Morgan Stanley$25011-05-2010
Mark Lloyd Fulton Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-30-2010
Frank Peter ScicchitanoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-20-2010
Christina Doris ParraUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50008-04-2010
John Q PiperUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-19-2010
Holidae Hart HayesUBS Financial Services Inc.Morgan Stanley & Co. LLC$10005-01-2009
Raj Christian BhattacharyaUBS Financial Services Inc.Morgan Stanley & Co. LLC02-27-2009
Robert S. Samuel WrightUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-13-2009
Todd Hume NicholsUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-13-2009
Pamela Nichols HoweUBS Financial Services Inc.Morgan Stanley & Co. LLC02-12-2009
Paul Lawrence Fowler Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC02-11-2009
Timothy Reath Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$50002-06-2009
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Showing 26 to 50 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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