Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph BrinkleyUBS Financial Services Inc.Morgan Stanley$25011-23-2012
Adriana SernaUBS Financial Services Inc.Morgan Stanley09-14-2017
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Anthony Christian ConnorUBS Financial Services Inc.Morgan Stanley$10001-13-2012
Bryon Paul FusiniUBS Financial Services Inc.Morgan Stanley01-13-2012
Chad Evan LemkoUBS Financial Services Inc.Morgan Stanley05-04-2017
David John AndreadisUBS Financial Services Inc.Morgan Stanley$11008-05-2011
Douglas Rene LabossiereUBS Financial Services Inc.Morgan Stanley$10005-10-2013
Eric Jordan TeichbergUBS Financial Services Inc.Morgan Stanley$50008-05-2011
Erica Hicks LandskroenerUBS Financial Services Inc.Morgan Stanley08-05-2011
Frederick Joseph SchultzUBS Financial Services Inc.Morgan Stanley$11008-05-2011
Gerald Louis FilsUBS Financial Services Inc.Morgan Stanley03-28-2011
Howard Stuart RothmanUBS Financial Services Inc.Morgan Stanley$16008-05-2011
James J PhelanUBS Financial Services Inc.Morgan Stanley08-16-2011
Jerry Dominic TrumanUBS Financial Services Inc.Morgan Stanley$10012-02-2011
John A. ArasUBS Financial Services Inc.Morgan Stanley$25001-15-2014
Karen Iris Ben-ShlaushUBS Financial Services Inc.Morgan Stanley$10008-05-2011
Lloyd Victor Seested IIIUBS Financial Services Inc.Morgan Stanley$10008-05-2011
Richard Alan HaskinUBS Financial Services Inc.Morgan Stanley$11008-05-2011
Richard Lee SteinUBS Financial Services Inc.Morgan Stanley$10001-13-2012
Robert Joseph Burke IIIUBS Financial Services Inc.Morgan Stanley$25011-05-2010
Tara Juliette WardUBS Financial Services Inc.Morgan Stanley10-17-2013
Thomas Clark ClearyUBS Financial Services Inc.Morgan Stanley$10012-02-2011

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.