Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Michael OlexsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-15-2019
Joshua D. PearsonCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2019
Nicholas Aaron WardAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-31-2019
Keith DormanCitizens Securities, Inc.Morgan Stanley10-29-2019
Pamela Christine WhalenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-04-2019
Stephen Craig McDermottLincoln Financial Advisors CorporationM&T Securities, Inc.$10008-30-2019
Marco T. GuevaraJ.P. Morgan Securities LLCPNC Investments08-27-2019
Anthony Joseph PirettiAffinity Wealth Management LLCSecurities America, Inc.08-15-2019
Joseph David BakerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10008-13-2019
David Alan IveyLPL Financial LLCNationwide Securities, LLC$25008-05-2019
Brooks Mitchell McCallLPL Financial LLCNationwide Securities, LLC$25008-01-2019
Richard Edward GeretyLPL Financial LLCNationwide Securities, LLC$50008-01-2019
Ashley Marie CaronAmeriprise Financial Services, Inc.First Command Financial Planning, Inc.07-30-2019
Dewey Charles JohnsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Ian Dodd SpradlingRaymond James & Associates, Inc.PNC Investments$50007-19-2019
Matthew Roy BrownEdward JonesJ.P. Morgan Securities LLC07-19-2019
Steven Cooper, Trey Hastings, Ronald Miller, and Oliver BeckMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$22006-19-2019
Steven Elliot CooperJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$35006-19-2019
Granville Trey Ellis HastingsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-19-2019
Ronald S. MillerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Oliver D. BeckJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Paul Andrew CoroneosLPL Financial LLCForesters Financial Services, Inc.$25006-17-2019
Anna M. WoodPruco Securities, LLC.LPL Financial LLC06-07-2019
Katherine L. BearJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-03-2019
Stephen Mark Gansler Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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