Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Rhett GarnerJ.P. Morgan Securities LLCPruco Securities, LLC.04-25-2014
Michael Joseph McIntyre Jr.J.P. Morgan Securities LLCTD Ameritrade, Inc.10-22-2014
Steven Vincent StalloneJ.P. Morgan Securities LLCPNC Investments12-08-2014
Randy R. DayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2015
Joshua Bryan PhillipsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$1002-27-2015
Barata Jahmal ArthurJ.P. Morgan Securities LLCPNC Investments$2503-31-2015
Diana L. MooneyJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-07-2015
Bradley Gray HoldenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2015
Kevin Curtis KriegerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2015
Jordon Thomas SmithJ.P. Morgan Securities LLCPruco Securities, LLC.04-27-2016
Tyree Lamont LeonardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2016
Phuntsok Choden SinghJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.03-31-2017
Matthew Meade StevickJ.P. Morgan Securities LLCScottrade, Inc.05-03-2017
Wenzhe ChenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.06-07-2017
Linda Mikova BoursalianJ.P. Morgan Securities LLCScottrade, Inc.$1012-08-2017
Justin Adam SacchetJ.P. Morgan Securities LLCIng Direct Investing, Inc.01-09-2018
Nicole Grace MccarthyJ.P. Morgan Securities LLCSecurian Financial Services, Inc.03-14-2018
Ryan OconnorJ.P. Morgan Securities LLCScottrade, Inc.05-14-2018
Andrew A StumpJ.P. Morgan Securities LLCEdward Jones06-22-2018
Michael Taras KrawczukJ.P. Morgan Securities LLCPruco Securities, LLC.08-10-2018
Christopher Ryan McmahonJ.P. Morgan Securities LLCSecurian Financial Services, Inc.10-24-2018
Dewey Charles JohnsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Marco T. GuevaraJ.P. Morgan Securities LLCPNC Investments08-27-2019
Robert Michael BillingsJ.P. Morgan Securities LLCMorgan Stanley11-07-2019
Brandon Michael OlexsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.