Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mahmoud ElAwadiWells Fargo AdvisorsMerrill Lynch$10004-11-2019
David HatzMorgan Stanley Wealth ManagementUBS Financial Services$17504-03-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley Wealth Management$24003-13-2019
Karl Ernst, Roberto RosaJanney Montgomery ScottWells Fargo Advisors$19603-07-2019
Breandan KellyGladstone AdvisorsWells Fargo Advisors$11002-14-2019
Marco OreamunoBolton Global CapitalMorgan Stanley Wealth Management$23002-11-2019
Legna Gonzalez and Curtis DabrosLPL FinancialCUSO Financial Services, L.P.$13001-03-2019
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17012-21-2018
Robert WeissRaymond JamesMorgan Stanley Wealth Management$10012-17-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellAmeriprise FinancialFSC Securities$44410-29-2018
Gordon Nearing, Pamela DallasRBC Wealth ManagementBank of America Merrill Lynch$23010-18-2018
Jeffrey LaBelle, John ScottLPL FinancialFirst Allied Securities$11010-11-2018
John Perry, Patrick Durham, and Robin JohnsonRBC Wealth ManagementWells Fargo Advisors$16009-28-2018
Robert LepaAmeriprise FinancialWells Fargo Advisors$9409-27-2018
Nick SteinbachStifel Nicolaus & Co.Wells Fargo Advisors$6009-25-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Robert DuKateRaymond JamesAmeriprise Financial$12509-20-2018
Jeffrey EagleAmeriprise FinancialMora WM Securities$9909-18-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley Wealth Management$47508-31-2018
Michael W. Landsberg, Lew Bennett, Anthony C. DubbanehLandsberg Bennett Private Wealth Management GroupWells Fargo Advisors$67508-01-2018
Henry R. GrinbergRaymond JamesMorgan Stanley Wealth Management$20006-08-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Gary Weissman, Eric DionRBC Wealth ManagementWells Fargo Advisors$60005-18-2018
Ricardo QuirosBolton Global CapitalBank of America Merrill Lynch$22004-23-2018
Next Page »

Showing 1 to 25 of 315 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.