Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle J Marcus CrossAllegiant Private Advisors, LLCCommonwealth Financial Network10-01-2020
David Taylor MorganThe High Net Worth Advisory Group, LLCRaymond James & Associates, Inc.$15009-28-2020
Howard Joseph Jordan Jr.The High Net Worth Advisory Group, LLCRaymond James & Associates, Inc.$10009-28-2020
Carl Allan WatkinsAllegiant Private Advisors, LLCCommonwealth Financial Network09-28-2020
Orlando Lalantacon Espino Jr.Salt Capital Wealth Management, LLCMorgan Stanley09-03-2020
Donna Prisciantelli DesanctisBrio Financial GroupAmeriprise Financial Services, LLC08-28-2020
Donna Prisciantelli DesanctisBrio Financial GroupAmeriprise Financial Services, LLC08-28-2020
Edward Carson WallerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-27-2020
Edward Carson WallerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Donald Alan WelshWells Fargo Clearing Services, LLCSunTrust Advisory Services, Inc.08-27-2020
Robert Lavern McbeathMcBeath Financial GroupMotiv8 Investments LLC08-27-2020
Kristopher Jon CowlesJCG Advisory Group, LLCPruco Securities, LLC.08-26-2020
Brady Edward PedlerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-26-2020
Joseph A. SantanaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$11808-26-2020
John MerendinoPNC InvestmentsCUNA Brokerage Services, Inc.08-26-2020
Kristopher Jon CowlesJCG Advisory Group, LLCPruco Securities, LLC.08-26-2020
Joseph A. SantanaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$11808-26-2020
Brady Edward PedlerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-26-2020
Eric Christian MartinezCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC08-26-2020
Steven David LehrerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
Jennifer Anne GirlingLincoln InvestmentAmeriprise Financial Services, LLC08-25-2020
Mitchell Allen HalperinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-25-2020
Joyce Ann SheraRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-25-2020
Mitchell Allen HalperinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$508-25-2020
Joyce Ann SheraRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-25-2020
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Showing 1 to 25 of 14,600 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.