Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mario Ignacio MedinaRaymond James & Associates, Inc.1st Bridgehouse Securities, LLC05-05-2011
Jonathan Maurice MaplesNorthwestern Mutual Investment Services, LLC1st Discount Brokerage, Inc.$1010-22-2012
Joe Francisco Solsona IIISunmark Capital Management, LLC1st Discount Brokerage, Inc.02-25-2011
David Jason CasteriotoBrokersXpress LLC1st Discount Brokerage, Inc.02-17-2011
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
Thomas Collins, David PittinosLPL Financial1st Global Capital$8203-17-2017
Dennis Raymond HaginHD Vest Investment Services1st Global Capital Corp.$5001-26-2018
Robert Charles CarteHD Vest Investment Services1st Global Capital Corp.$2510-31-2017
Thomas Payton CollinsLPL Financial LLC1st Global Capital Corp.03-17-2017
Daniel Clifford BelcherCommonwealth Financial Network1st Global Capital Corp.07-16-2013
Jay Barrett BarclayNational Planning Corporation1st Global Capital Corp.07-01-2013
Valda S RispoliMoney Concepts Capital Corp1st Global Capital Corp.03-01-2013
Pedro GomezMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P. / Alliance Global Partners10-14-2013
Parag Mahesh AdhyaruAdhyaru Asset Management, LLCA.G.P. / Alliance Global Partners10-08-2010
Bradley Taylor PaceLPL Financial LLCA.J. Pace & Co., Inc.12-22-2011
Francisco J SanchezGentem Capital LLCACP Securities, LLC09-11-2009
Mauricio RubioBondwireActinver Wealth Management, Inc.04-25-2017
Ramiro Ignacio ParesInSight Securities, Inc.Activa Capital Markets, Inc.03-19-2013
F. Kirby Smith Jr.National Securities CorporationAdirondack Trading Group LLC05-18-2016
Charles Richard MontgomeryOppenheimer & Co. Inc.ADP Broker-Dealer, Inc.11-13-2018
Christopher Nicholas GacomGreenline Wealth ManagementADP Broker-Dealer, Inc.08-14-2018
Stephen Vincent GagliardiGreenline Wealth ManagementADP Broker-Dealer, Inc.08-14-2018
John Everette StreetMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.08-10-2011
Gabriel Rafael GomezChase Investment Services Corp.ADP Broker-Dealer, Inc.07-01-2010
Mark Richard DushaneDushane Management, Inc.Advance Capital Services, Inc.10-28-2013
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Showing 1 to 25 of 10,865 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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