Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas W. Balcom1650 Wealth Management, LLC1650 Wealth Management, LLC04-15-2011
John Bradford FleckeKeatsConnelly1776 WEALTH ARCHITECTS, LLC07-16-2018
Mario Ignacio MedinaRaymond James & Associates, Inc.1st Bridgehouse Securities, LLC05-05-2011
Jonathan Maurice MaplesNorthwestern Mutual Investment Services, LLC1st Discount Brokerage, Inc.10-22-2012
Joe Francisco Solsona IIISunmark Capital Management, LLC1st Discount Brokerage, Inc.$15002-25-2011
David Jason CasteriotoBrokersXpress LLC1st Discount Brokerage, Inc.$5002-17-2011
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
Jay Barrett BarclayNational Planning Corporation1st Global Advisors Inc07-01-2013
Mark Andrew RupoloPeak Brokerage Services, LLC1st Global Capital Corp.$2510-01-2019
David Glenn PittinosLPL Financial LLC1st Global Capital Corp.$803-28-2017
Thomas Payton CollinsLPL Financial LLC1st Global Capital Corp.03-17-2017
Ana Maria CraigCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Gregory Allen GroomsCharles Schwab & Co., Inc.1st Global Capital Corp.$10011-04-2016
Zane K. ShelleyCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Daniel Clifford BelcherCommonwealth Financial Network1st Global Capital Corp.07-16-2013
Valda S RispoliMoney Concepts Capital Corp1st Global Capital Corp.03-01-2013
Pedro GomezMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P / Alliance Global Partners10-14-2013
Parag Mahesh AdhyaruAdhyaru Asset Management, LLCA.G.P / Alliance Global Partners10-08-2010
Bradley Taylor PaceLPL Financial LLCA.J. Pace & Co., Inc.12-22-2011
Janet Johnson BullardNovak & Powell Financial Services, Inc.A.T. WHITEHEAD, INC.07-28-2017
Robert Earl HewellProEquities, Inc.A.T.A.P. Financial Services, Inc.04-14-2010
Mary Kathleen FisherMorgan StanleyAccolade Asset/Liability Advisory Services04-25-2017
Paivi Teresia VetelainenTradeStation Securities, Inc.ACP Securities, LLC12-01-2015
Francisco J SanchezLevelx Capital LLCACP Securities, LLC09-11-2009
Mauricio RubioBondwireActinver Wealth Management, Inc.04-25-2017
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Showing 1 to 25 of 14,600 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.