Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Maurice MaplesNorthwestern Mutual Investment Services, LLC1st Discount Brokerage, Inc.$1010-22-2012
Joe Francisco Solsona IIISunmark Capital Management, LLC1st Discount Brokerage, Inc.02-25-2011
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
Thomas Collins David PittinosLPL Financial LLC1st Global Capital Corp.$8203-17-2017
Mark Andrew RupoloPeak Brokerage Services, LLC1st Global Capital Corp.$2510-01-2019
Ana Maria CraigCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Gregory Allen GroomsCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Zane Keegan ShelleyCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Evan Leigh WolkKMS Financial Services, Inc.1st Worldwide Financial Partners, LLC$2506-25-2013
Tyler Andrew BurstynFidelity Brokerage Services LLCA.G.P / Alliance Global Partners07-17-2020
Janet Johnson BullardNovak & Powell Financial Services, Inc.A.T. Whitehead, Inc.07-28-2017
Robert Earl HewellProEquities, Inc.A.T.A.P. Financial Services, Inc.04-14-2010
Amanda Elisabeth StiffHarbor Financial Services, LLCAccess Advisors LLC04-07-2009
Ramiro Ignacio ParesInSight Securities, Inc.Activa Capital Markets, Inc.03-19-2013
Anthony Joseph LabrakeMercer Global Advisors Inc.Adam Financial Associates Inc02-17-2020
Mari Baumgarten AdamMercer Global Advisors Inc.ADAM FINANCIAL ASSOCIATES INC01-31-2020
Christopher Nicholas GacomGreenline Wealth ManagementADP Broker-Dealer, Inc.08-14-2018
Stephen Vincent GagliardiGreenline Wealth ManagementADP Broker-Dealer, Inc.08-14-2018
Mark Richard DushaneDushane Management, Inc.Advance Capital Services, Inc.10-28-2013
Carolyn Dee BareCUNA Brokerage Services, Inc.Advantage Investment Management, LLC04-21-2017
Bradley Raymond KonopaskeCetera Advisor Networks LLCAdvisorNet Wealth Management12-01-2015
Stephanie Aaron TrenthamCreative PlanningAdvisors Capital Management, LLC02-08-2018
David Michael Whitman JrStrategic Investments & InsuranceAdvisory Alpha, LLC10-02-2019
Homero J DiazCastleview Partners, LLCAdvisory Investor Services LLC06-01-2020
Goldie Annette HesterZinnia Wealth Advisory, LLCAE Wealth Management, LLC02-15-2019
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Showing 1 to 25 of 8,394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.