Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Calvin CookFirst Heartland Capital, Inc.Ameritas Investment Corp.01-12-2017
Jordan TompkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeritas Investment Corp.08-12-2016
Amanda Kim HayesM Holdings Securities, Inc.Ameritas Investment Corp.02-04-2016
Brian J. DowneyPark Avenue Securities LLCAmeritas Investment Corp.05-03-2012
Raymond Edward McFolling Jr.The McFolling Financial GroupAmeritas Investment Corp.08-11-2011
Savita JaikarranLPL Financial LLCAmfin Investment Services, Inc.03-17-2010
Justin Michael GrossLPL Financial LLCAmfin Investment Services, Inc.03-09-2010
Thomas Joseph HallmanPruco Securities, LLC.AMIC12-12-2017
Javier Rodriguez AmblesKlosters CapitalAndbanc Advisory LLC12-14-2016
Norman David DayanSA Stone Wealth Management Inc.Anderson & Strudwick, Incorporated12-12-2011
George August Walters IIIInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated12-08-2011
Gregory Neal LongInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated12-01-2011
Donald James Gunn Jr.International Assets Advisory, LLCAnderson & Strudwick, Incorporated$15010-14-2011
Mary Patricia GunnInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated10-14-2011
Charlene Denise MontsInvestacorp, Inc.Andes Capital Group, LLC03-15-2013
Gabriel Martin AntunaNewbridge Securities CorporationAndrew Garrett Inc.$5007-18-2017
Terry Eugene HarrisMoney Concepts Capital CorpAndrew Garrett Inc.$5010-03-2011
Paul J. MarinelliRiverGlades Family Offices, LLCAntonetti Capital Management, LLC07-23-2014
Julie Ann DillonMoney Concepts Capital CorpAPW Capital, Inc.$1010-12-2018
Mariette Darline DaytonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAPW Capital, Inc.12-07-2015
Luciano Manuel CuneoRaymond James & Associates, Inc.Arca Capital Investments, Inc.02-12-2014
Rafael GutierrezKovack Securities Inc.Argentus Securities, LLC$1002-28-2014
Andrew Michel DenisCetera Investment Services LLCAsset Management Financial Services Inc.$10008-10-2016
Edward Ray GardnerLPL Financial LLCAssociated Securities Corp.09-08-2009
Louis James KnoxLPL Financial LLCAssociated Securities Corp.09-08-2009
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Showing 251 to 275 of 8,423 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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