Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trevor BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2016
Kenneth Nicholas BuccelliLPL Financial LLCAXA Advisors, LLC$15012-14-2016
Christopher Michael SquiresLPL Financial LLCAXA Advisors, LLC12-14-2016
Andrew RaskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1007-22-2016
Edward Lowry Moore Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-02-2016
Robert Neill StaffordPruco Securities, LLC.AXA Advisors, LLC04-06-2016
Acisclo F. FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
William Harold SteedleyAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC02-05-2016
Van C C GrayWells Fargo Clearing Services, LLCAXA Advisors, LLC10-26-2015
Nathaniel L SchultzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-14-2015
Bijan Mahmoud MohseniRaymond James Financial Services, Inc.AXA Advisors, LLC$5008-17-2015
Conor Wesman SwansonGWN Securities Inc.AXA Advisors, LLC05-05-2015
Steven Jeffrey SmittenGWN Securities Inc.AXA Advisors, LLC02-18-2015
Jose DelgadoAmeriprise Financial Services, Inc.AXA Advisors, LLC02-13-2015
Charles William Brown Jr.Lincoln Financial Advisors CorporationAXA Advisors, LLC01-20-2015
Darlene Van BeekMoney Concepts Capital CorpAXA Advisors, LLC12-11-2014
Brian David WrightAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$2507-22-2014
Howard Lawrence MashSummit Brokerage Services, Inc.AXA Advisors, LLC07-11-2014
Margaret Linda EklofVALIC Financial Advisors, Inc.AXA Advisors, LLC$1005-08-2014
John Baptist DuchaineGWN Securities Inc.AXA Advisors, LLC03-27-2014
Ryan John MetzgerGWN Securities Inc.AXA Advisors, LLC03-17-2014
Brian Jonathan LacrosseGWN Securities Inc.AXA Advisors, LLC03-03-2014
Daniel AsoreyJ.P. Morgan Securities LLCAXA Advisors, LLC$2501-15-2014
Andrew James RudzinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-03-2013
Elchin Akram BagirovJ.P. Morgan Securities LLCAXA Advisors, LLC07-09-2013
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Showing 301 to 325 of 8,423 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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