Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Michael PriceWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10005-24-2017
Brandon Richard OpreTrustTree Financial LLCAmeriprise Financial Services, Inc.05-24-2017
Michael Connors PriceWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-24-2017
James E DankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10003-08-2017
Dwight William RichInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.$10002-22-2017
Michael Douglas WaltersOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$2502-03-2017
Thomas Bradley KintzBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, Inc.$2502-03-2017
James Gordon KirschnerCetera Advisors LLCAmeriprise Financial Services, Inc.$10002-02-2017
Frank Oscar CurcioOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-10-2017
Orlando Niles JohnsonJohnson Wealth Management, LLCAmeriprise Financial Services, Inc.01-05-2017
Stephen A. DillemuthLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2016
Steven LandwersiekLPL Financial LLCAmeriprise Financial Services, Inc.$5012-12-2016
Steven W. LandwersiekLPL Financial LLCAmeriprise Financial Services, Inc.$5012-12-2016
Silvia Stephanie FalconiMorgan StanleyAmeriprise Financial Services, Inc.$1011-10-2016
Thomas Anthony BucholtzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-14-2016
David Steven GrossMorgan StanleyAmeriprise Financial Services, Inc.$14109-29-2016
David Leonard ZaccagninoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10009-09-2016
Enrique GalangWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$15008-26-2016
John Thomas FrancisMorgan StanleyAmeriprise Financial Services, Inc.08-26-2016
Bradford Willis LoucksSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.$5007-15-2016
Jessica Romero LoewUSAA Financial Advisors, Inc.Ameriprise Financial Services, Inc.07-12-2016
Richard Hamilton AlleyStronghold Wealth Management L.L.C.Ameriprise Financial Services, Inc.07-09-2016
Robert J. WoernerCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.06-20-2016
Lynne MarcusHD Vest Investment ServicesAmeriprise Financial Services, Inc.05-18-2016
Kelli Karole ColoretRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10003-29-2016
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Showing 151 to 175 of 8,423 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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