Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Giliane Marielaurence CannavoMorgan StanleyAmeriprise Financial Services, Inc.05-23-2014
Kenneth Joseph ArenaNewbridge Securities CorporationAmeriprise Financial Services, Inc.05-09-2014
Kerry Stephen AbingtonUSAA Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-01-2014
Nicole Rachelle MosleyUSAA Financial Advisors, Inc.Ameriprise Financial Services, Inc.03-26-2014
Michael Joseph MomenoMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$1003-11-2014
Ryan Charles KennedyMorgan StanleyAmeriprise Financial Services, Inc.01-17-2014
Page Grant PittmanPrincipal Securities, Inc.Ameriprise Financial Services, Inc.11-26-2013
Catherine Lynne O'ConnorO'Connor Portfolio Management LLCAmeriprise Financial Services, Inc.10-28-2013
Chadwick Lynn HargisCetera Advisors LLCAmeriprise Financial Services, Inc.$2509-13-2013
Drew Michael KeenanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$5008-30-2013
Lynnel Kyra FletcherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.08-23-2013
Alejandro CarrasquelBBVA Securities Inc.Ameriprise Financial Services, Inc.$15006-17-2013
Paul James GoodsonSigma Financial CorporationAmeriprise Financial Services, Inc.$2505-20-2013
Shannan Maureen DenisonInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.$10005-13-2013
Randall William FreitasAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$15009-04-2012
Michael Thomas PerinoRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5004-13-2012
Gregory John BurieMorgan StanleyAmeriprise Financial Services, Inc.$5002-24-2012
Manuel GonzalezCNR Securities, LLCAmeriprise Financial Services, Inc.02-06-2012
Shenandoah MillionAXA Advisors, LLCAmeriprise Financial Services, Inc.10-03-2011
Jonathan Jordan LloydWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-15-2011
Kent Wakefield McKeeCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2505-18-2011
Robert Coloret, Mark DelmarMorgan StanleyAmeriprise Financial Services, Inc.$10705-16-2011
John Richard HunsbergerMorgan StanleyAmeriprise Financial Services, Inc.$5005-06-2011
Mark Charles DelmarMorgan StanleyAmeriprise Financial Services, Inc.05-06-2011
Andrew M WatkinsMorgan StanleyAmeriprise Financial Services, Inc.$10002-04-2011
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Showing 201 to 225 of 8,423 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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