Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Maurice MaplesNorthwestern Mutual Investment Services, LLC1st Discount Brokerage, Inc.10-22-2012
Joe Francisco Solsona IIISunmark Capital Management, LLC1st Discount Brokerage, Inc.02-25-2011
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
Thomas Collins, David PittinosLPL Financial LLC1st Global Capital$8203-17-2017
Mark Andrew RupoloPeak Brokerage Services, LLC1st Global Capital Corp.$2510-01-2019
Dennis Raymond HaginHD Vest Investment Services1st Global Capital Corp.$5001-26-2018
Robert Charles CarteHD Vest Investment Services1st Global Capital Corp.$2510-31-2017
David Glenn PittinosLPL Financial LLC1st Global Capital Corp.03-28-2017
Thomas Payton CollinsLPL Financial LLC1st Global Capital Corp.03-17-2017
Robert Earl HewellProEquities, Inc.A.T.A.P. Financial Services, Inc.04-14-2010
Ramiro Ignacio ParesInSight Securities, Inc.Activa Capital Markets, Inc.03-19-2013
Charles Richard MontgomeryOppenheimer & Co. Inc.ADP Broker-Dealer, Inc.11-13-2018
Christopher Nicholas GacomGreenline Wealth ManagementADP Broker-Dealer, Inc.08-14-2018
Stephen Vincent GagliardiGreenline Wealth ManagementADP Broker-Dealer, Inc.08-14-2018
Mark Richard DushaneDushane Management, Inc.Advance Capital Services, Inc.10-28-2013
Larry James BennettFSC Securities CorporationAdvantage Capital Corporation$15002-27-2009
Brian PresleyFSC Securities CorporationAdvantage Capital Corporation$10002-27-2009
Robert Alan DemasiFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Carolyn Dee BareCUNA Brokerage Services, Inc.Advantage Investment Management, LLC04-21-2017
Helena NovakovaAXA Advisors, LLCAdvised Assets Group, LLC$2509-13-2019
Goldie Annette HesterZinnia Wealth Advisory, LLCAE Wealth Management, LLC02-15-2019
Jean-Matthieu JosseA.G.P. / Alliance Global PartnersAegis Capital Corp.11-02-2018
Francis Xavier SchiavettiStoever, Glass & Company Inc.Aegis Capital Corp.$5410-23-2018
Javier E. Pascual ImbertCetera Investment Services LLCAegis Capital Corp.03-21-2018
Jimmy Lee AllenRaymond James & Associates, Inc.Aegis Capital Corp.11-28-2016
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Showing 1 to 25 of 8,431 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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