Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodrigo Alcazas JabaliXP Securities, LLCAlveo Wealth Management, LLC$10005-13-2014
Leon R. AlvarezWells Fargo Clearing Services, LLCAmerant Investments, Inc.06-22-2017
Francisco Alberto ColladoWells Fargo Clearing Services, LLCAmerant Investments, Inc.08-19-2016
Ricardo Andres SucreMorgan StanleyAmerant Investments, Inc.09-19-2014
Javier Alfredo BricenoMorgan StanleyAmerant Investments, Inc.09-19-2014
Carlos Julio ArangoUBS Financial Services Inc.Amerant Investments, Inc.08-10-2011
Maria Carolina CardenasUBS Financial Services Inc.Amerant Investments, Inc.10-04-2010
Julie Lynn RiceLPL Financial LLCAmerica's Choice Equities LLC08-29-2013
Rodney Wayne StoneColorado Financial Service CorporationAmerican Classic Securities, Inc.09-22-2010
Robert Joseph Davis Jr.Royal Fund Management, LLCAmerican Elite Retirement07-26-2013
Daniel William JohnsonRoyal Fund Management, LLCAMERICAN ELITE RETIREMENT05-31-2013
Robert James NorrisRoyal Fund Management, LLCAMERICAN ELITE RETIREMENT05-30-2013
Jo-Ann Emerick HolstRoyal Fund Management, LLCAmerican Elite Retirement05-29-2013
David Clint TempletonRoyal Fund Management, LLCAmerican Elite Retirement05-28-2013
Luther Harrison WrennRoyal Fund Management, LLCAMERICAN ELITE RETIREMENT05-23-2013
Keith Bradley HawkRoyal Fund Management, LLCAmerican Elite Retirement05-20-2013
John William StephensRoyal Fund Management, LLCAMERICAN ELITE RETIREMENT05-10-2013
Craig Richard CassidyRoyal Fund Management, LLCAMERICAN ELITE RETIREMENT05-08-2013
James Dennis UnderwoodRoyal Fund Management, LLCAmerican Elite Retirement05-06-2013
Chad Allen DevoreWells Fargo Clearing Services, LLCAmerican Equity Investment Corporation11-19-2018
Jason Adam TapiaAmeriprise Financial Services, Inc.American Funds Distributors, Inc.08-09-2018
Thomas P. HalloranMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.$5004-29-2015
Burton Harold MossSagePoint Financial, Inc.American General Securities Incorporated$10001-21-2009
Daniel Jason SegalBenchmark Financial Wealth Advisors LLCAmerican Portfolios Financial Services, Inc.07-17-2017
Everette Meade Seay IVMML Investors Services, LLCAmerican Portfolios Financial Services, Inc.$10010-19-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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